WRITING IN A SECOND LANGUAGE
The e-booklet now has a section about writing in English as a second language.
WRITING FOR RESEARCH, THE E-BOOKLET!
The eight episodes of "Writing for Research" have now been reorganized and turned into a 42-page booklet in glorious technicolor. We hope this will make it easier to access and use.
It’s registered with Creative Commons and can be downloaded and circulated for free. (If you circulate it, please say where it came from, so other people can find the material too.) To download the booklet as a pdf, please click this link. Here are the contents:
Part One: About Writing
1. The nature of writing
2. Research communication, the social reality
3. The genres of writing for research
4. Writing in English as a second language
Part Two: How to Write a Journal Article: Practical Steps
A. The epitome
B. The argument-outline
C. The first draft
D. Revision
E. Presentation of your paper
F. Publication
Part Three: The Big Picture
1. Writing programmes
2. Why do it? What makes it worthwhile?
3. Some resources
And here is the cover:
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The original eight episodes of "Writing for Research" are below, in inverse order, as they were posted.
SEASON TWO: HOW TO WRITE A RESEARCH PAPER
Episode 7: First Draft and Revision
The e-booklet now has a section about writing in English as a second language.
WRITING FOR RESEARCH, THE E-BOOKLET!
The eight episodes of "Writing for Research" have now been reorganized and turned into a 42-page booklet in glorious technicolor. We hope this will make it easier to access and use.
It’s registered with Creative Commons and can be downloaded and circulated for free. (If you circulate it, please say where it came from, so other people can find the material too.) To download the booklet as a pdf, please click this link. Here are the contents:
Part One: About Writing
1. The nature of writing
2. Research communication, the social reality
3. The genres of writing for research
4. Writing in English as a second language
Part Two: How to Write a Journal Article: Practical Steps
A. The epitome
B. The argument-outline
C. The first draft
D. Revision
E. Presentation of your paper
F. Publication
Part Three: The Big Picture
1. Writing programmes
2. Why do it? What makes it worthwhile?
3. Some resources
And here is the cover:
-------------------------------------------------------------------------------------------------------------------
The original eight episodes of "Writing for Research" are below, in inverse order, as they were posted.
SEASON TWO: HOW TO WRITE A RESEARCH PAPER
EPISODE 8: PRESENTATION AND PUBLICATION
Practical Step E: Presentation of your paper
In
the last episode, you drafted and then revised (and revised and revised) your
paper. Now it’s ready to send to a
journal, yes?
No. There’s still some work to do, after
you have finished the text to your satisfaction as a communication to your
readers. You have to get it into
the hands of the journal editors.
(About journals, see Episode 2.)
Once
upon a time, you did this by making three or four copies of the paper - carbon
copy, roneo or primitive photocopy - stuffing them in an envelope, licking a
stamp, and posting the lot to the journal. The extra copies were for the
reviewers.
Nowadays
with mainstream journals, articles have to be submitted through horrible
websites, designed by the corporations that own the journals. Is this faster? No. These websites are rigid and unfriendly to humans. The journal’s editors often find them
difficult to use, too. But they
have become unavoidable.
I
can give no advice on how to overcome these websites, except that if you find
you are blocked, then contact the journal directly and ask if they can insert
your paper in the on-line system.
(Remember that journals need and want submissions.)
With
less-mainstream journals you may send an article by e-mail directly to the
editors. That’s much easier. But these journals will probably have
smaller outreach.
Thunderbolts: Yevtushenko in action |
The
golden rule, in presenting your paper to a journal, is this: Be Kind To Editors! You may think of an editor as a
god-like creature sitting on a mountaintop hurtling thunderbolts of Yes and No
across the landscape. (Yevtushenko
once wrote a memorable poem called “The City of Yes and the City of No”.)
In
fact the editor is usually another harassed academic with a bad back and caffeine
poisoning from trying to cram in all the jobs due before Friday.
Most
academic journals run on voluntary labour. Being a journal editor is not a prestigious job; it takes
time away from research, helps only a little in getting promotion, and will
never get a Nobel Prize. But
editors are key people in the social process of communicating and developing
knowledge. They are making a really important contribution. So make their job easier, please!
Therefore,
follow the journal’s format and conventions for style, and its rules for
layout, citation, etc. It’s not
hard to do, it doesn’t take much time, and it does show respect.
Make
sure your paper is in the field of knowledge that the journal actually covers. Don’t send your paper to an
inappropriate journal just because of its Impact Factor - that will waste your
time, and theirs. Read back issues of the journal concerned! It’s surprising how many authors don’t
do this. If the journal has been
discussing the issues you are working on, then join that conversation, cite
recent papers on the theme, and thus easily show the editor the relevance of
your work.
For
early career researchers, don’t send a chapter of your dissertation or thesis. A dissertation is a different genre from a journal article,
written for a different audience and with a different communication logic. The journal, if it reviews such a piece
at all, will certainly send it back for re-writing. Again, time wasted for everyone. (You can, of course, write a journal article based on the material in a thesis
chapter, and many people do; but you need to think it through from the start as
a journal communication.)
Editors
generally are looking for good quality, not perfection. Don’t agonize about sending a paper, or
feel that it has to be a world-shattering text. Think of it as another thread being woven into the fabric of
knowledge, another voice in the marvellous, massive counterpoint of human
culture.* If you have done an
honest, thoughtful job, you can feel confident about seeking publication.
...succeed equally well... |
*While
writing this post, I was listening to J. S. Bach’s mass in F major. Such music can make you feel a mere
worm in the presence of the divine.
But Bach did not take a vainglorious attitude. To him, music was a craft, and he once said: I was obliged to be industrious. Whoever is equally industrious
will succeed equally well. Let’s take the same attitude
to writing for research.
Practical
Step F: Publication
At Step E,
you will often get a rejection.
The journal might decide not to review your paper, or the reviewers might criticize
it too strongly, or the editor might decide there is not enough room for your
words (see the discussion of “peer review” in Episode 2). High-prestige journals reject many more
papers than they accept: 90% or more, at the top of the tree. In that case simply go to another
journal, and repeat Step E.
Eventually you may get an “accept”, but more often a “revise”.
Technically this may be either a “revise and
resubmit” or an “accept conditional on revision”, but the task for the writer
is much the same. At this point
the journal sends anonymous copies of the reviewers’ reports, and you have to
read and use them.
This can be emotionally difficult. Other people’s criticisms of your
lovely text, over which you have sweated so long, can hurt. Sometimes the criticisms are sharply
expressed, which can feel like Internet flaming; regrettably some reviewers
behave competitively, showing off their own expertise. More often they are courteous. Some will identify flaws in your
argument, some will point out literature you should read, some will criticize
technical points in your method.
The vital point here is to set aside any anger or
despair that these criticisms arouse.
It’s like the task in meditation, where you set aside pain – not denying
it, not fighting it, but letting it float aside – while you bring your mind
back to the point of focus. In
this case, the focus is what you can learn
from the reviews.
As always, remember that knowledge-making is a
shared, social process. The
reviewers provide your first view of how readers out there in the world will
read your contribution. If you
think they have not understood your argument, don’t complain, but take it as a
cue to write more clearly. Having knowledgeable
scholars read and comment on your work almost always helps improve it.
When you send the revision back, tell the editor, in
a covering letter, what you have done in response to the reviewers’ criticisms. This need not mention every minor
change, but should list the main changes, and should clearly state what you
have done about the reviewers’ main points.
You are
entitled to reject criticisms made by a reviewer. The editor herself need not agree with every point that
reviewers make! But when you
reject reviewers’ advice, you should tell the editor and give the reasons. (This is part of “Being Kind To
Editors” – don’t make the editor hunt around your text to find out.) The editor may send a revised text back
to the same reviewers, or may find new reviewers, you cannot tell in advance.
So your paper is accepted for publication,
hurrah! But stop! Put that champagne back in the ice-box!
There is one more step to go: copy-editing.
In this process, the editor, or more often nowadays a
professional copy-editor, will go through the text to correct grammar, style,
punctuation, referencing, and the other technical details required to make the
journal look neat and professional.
The copy-editor's bane |
This too can be confronting. I once had a terrible argument with a
copy-editor who had taken all my semi-colons out, and replaced them with
commas; sometimes this made nonsense of my sentences. [As the previous sentence
shows, commas and semi-colons perform different functions. When we “hear” the sentence (Episode
7), they represent pauses of different lengths.]
But again,
you can learn from copy-editing. Early in my career I sent a
critical essay about political opinion polls to the Australian literary journal
Meanjin. Its founding editor Clem Christesen was one of the most
influential figures in Australian intellectual life. He was kind enough to accept the essay and it’s now in my
list of published works. But when I got the copy-edited text back for approval,
I was appalled. Almost every
sentence had been altered: punctuation, vocabulary, order of clauses, even the
paragraphing. My first reaction was
anger at the insult to my splendid style.
Editor at work: Christesen |
When I simmered down, I
looked more closely at the editing, and discovered I had been given a memorable
gift. Christesen was a very good
editor. Almost every change he
made to my text was an improvement.
From that time to this, I’ve been glad to have criticism, and I’ve tried
to see my texts from the point of view of a reader.
The last stage of all is the waiting. This can be disconcerting. If it’s a high-prestige journal, you
can wait for a couple of years before seeing your work in print. By then, the discussion in the field
may have moved on, and you have probably moved on too.
Publication lag is not a new thing. One of the most famous articles in
classical scholarship announced Michael Ventris’ astonishing decipherment of the
Linear B script on the ancient clay tablets of Crete and mainland Greece. This paper had the catchy title
“Evidence for Greek dialect in the Mycenaean archives”. It was submitted to the Journal of Hellenic Studies in November
1952 and published unusually quickly, nine months later.
Decipher this! A Linear B tablet. |
But while the authors were waiting, the
news leaked out, and reached the media – resulting in an editorial in The Times and international celebrity
for Ventris, all before the scholarly article appeared.
Because of the lag problem, many mainstream journals
now publish an article on-line soon after it is accepted and copy-editing is
complete. You then have to wait
until the journal issue to which it is allocated comes round, before you have
the details of volume and issue number.
Oddly, you may end up with two different dates of publication for one
article. (Believe it or not, there is now a bibliometric research literature
about this problem.) Purely on-line
journals simplify this and usually mean quicker publication, so they have
become more popular, especially in the physical and biomedical sciences.
Online or offline, your article has finally hit the
streets. Now open the champagne,
and invite the neighbours in! Your
work has joined the vast, troubled, but inspiring collective effort to develop
human knowledge and understanding.
Episode 7: First Draft and Revision
Practical Step C: The First Draft
Ah, the First Draft! The trumpets blare, the drums roll, for
the glorious moment you have been waiting for. That moment when the eager pen touches the first sheet of paper,
the trembling finger presses the first key.
Enjoy the thrill. It won’t last.
The First Draft is by my
reckoning not the first step in summative writing but the third, after the Epitome and the Argument-outline. If you have done the first two adequately,
the third will not be a desperate uphill struggle but a calm, reasonably steady progress.
One of my first drafts, from the days of typewriters |
What you are doing,
basically, is expanding the Argument-outline into continous prose, turning it into
a form that makes sense to readers besides yourself. Remember always that you are part of a social process and a
journal article is a communication. Think of who you are writing to: it’s a
kind of letter. If you can,
visualize your ideal reader, waiting for the postie to arrive.
I’m aware that some writers
prefer to scrap all the preliminaries and launch straight into drafting, as a
way to get going. Some say that
this is their way of overcoming writers’ block.
I wouldn’t knock anyone’s
way of launching their keyboard into movement. What works, works.
The very first sentence is often hard. I can stare at the screen for what seems hours without a
phrase coming into my mind. I spin
the chair around, change the music, pull my hair, read my notes again, stomp off
for another coffee. Eventually
something will come. (Caffeine addiction, probably.)
But I would say there are
advantages to preparing carefully before starting a First Draft. This has to do, not with how you write
the first sentence, but how you write the twenty-first - that is, how you sustain the writing process.
It’s a great help if you
know definitely what is coming next, what is coming after that, and can
remember clearly what has gone before.
You write each sentence, not as an isolated unit, but as part of a movement of text that ushers the reader
from where your research began, to where it has now arrived.
This holds also at a
micro-level. While I am actually
generating text, I find myself thinking, and even hearing, two or three
sentences ahead. I think this is
common with experienced writers. The
sentence appearing under my fingers is not a self-contained unit, but is being
written in relation to the sentences immediately to come. It prepares the ground for them; they
develop, complete or quarrel with it.
This also works backwards.
My current sentence is written in relation to the sentence or two before
– developing, completing or quarreling with them.
So writing is a bit like
working under a moving spotlight, that lights up a few inches on either side,
progressively shifting across the job.
A well-tempered paragraph |
When I say “hearing”
sentences, this is literal not metaphorical. There’s a music in prose, a well-written paragraph should
sing. I listen for the rhythm of sentences; for rise and fall; for
over-complicated sequences; and of course for unpleasant combinations of sounds
or unintended jingles. And I
rewrite immediately if something sounds wrong.
Written prose is not the
same as transcribed speech; anyone who works a lot with interviews, as I do, is
acutely aware of this. But we do read
text with the ear as well as the eye.
A sentence that doesn’t sound well probably won’t read well. I think a lot of the clunkiness in
journal articles comes from authors not listening as they write; the prose
comes out sounding like a platoon of untrained army boots on the march.
So, the First Draft gets
written. Probably not in a steady
flow. My texts always come in fits
and starts - more precisely, in small surges of a few sentences, or two or
three paragraphs. It’s rarely more
than that before I have to switch my mind off, stand up and move around. Generating text demands intense
concentration, and unless you are a yoga whiz, that is physically demanding. I
become quite tense and have to take short breaks often.
Don’t, don’t, don’t solve
this problem by lighting a cigarette – as the murderous tobacco corporations
want you to do. Just set fire to the money instead, you will be better off.
After a break of any kind, I
usually find that the best way to get going is to rewrite the last passage I
have written. That gets me into
the spotlit zone and feeling the sequence of sentences again.
At last the glorious day comes:
the last full stop goes onto the last paragraph, and the last citation into the
list of references. And now the
job is effectively done, right?
Wrong.
Practical Step D: Revision
Revise, revise, revise. There’s not very much to say about
this, so I’ll say it again.
Revise, revise, revise.
As you were generating the
First Draft, you probably discovered points in your argument where you weren’t
sure of the facts, or precise about the concepts, or certain of the
reference. This is the moment for that checking and correcting.
And get it right. Nothing
is so off-putting to a journal reviewer as errors of fact or inaccurate use of
concepts.
This is also the moment when
you work up the raw material of the First Draft, which with all your care probably wasn’t scintiilating prose, into a text you will be proud to publish.
The great Australian
novelist Patrick White, who was awarded the Nobel Prize in 1973, used to write
three
drafts of every novel. He called
it “oxywelding” the prose. To me
it’s more like feather-stitching, when I have to adjust very fine details. But more like earth-moving, when I have to move or delete whole chunks of
text.
Oxywelder: Patrick White |
Either way I have learnt to
be ruthless. It’s a basic mistake
to fall in love with your own text.
In a journal article, where space is cramped, this is especially so. You must be willing to rephrase,
redraft, cut, condense, and cut again.
Admittedly this can feel
like cutting your own legs off. In
qualitative social research, every researcher has a stack of wonderful quotes;
in quantitative studies, every researcher has many fascinating tables. Theorists
have brilliant insights, fieldworkers have splendid specimens, And dammit, most of them have to be excluded from the text!
The secret, when revising,
is to look at the text through other people’s eyes. Above all, put yourself in the position of your intended
reader. [Sociologist alert: yes, this is Taking the Attitude of the
Other!] Ask what she really needs
to know. Ask how much time she has to spend on your work.
In short, revise for accuracy;
for pithiness; for sufficiency; for clarity.
Episode 6: The Epitome and the Argument-Outline
Introduction
In Season II of “Writing for Research” I will discuss
how to write a journal article.
With a little adjustment, these ideas also apply to writing a chapter of
a book or thesis.
This discussion addresses just one of the five genres
that I identified in Season I, the genre of “summative writing”. You start this genre at a late stage in
the project. By now, the research
is done, with the launch writing all complete, and the internal writing for the
project is mostly done.
Summative writing, in my experience, involves six
main steps: the epitome; the argument-outline; the first draft; the revising;
the presentation; and the publication.
There are real differences between these steps in terms of writing
practice. I’ll describe each in turn.
Remember, throughout, that the journal article is a
distinctive format:
(1) It’s strongly stylized. There’s a pre-arranged
publication mechanism, the journal itself, with its own rules about style
(usually downloadable from the journal website). In media jargon, the writer is
just the “content provider”.
(2) It’s cramped: it lives in a
severely limited space. Most
journals have word limits, and often the limits are tight.
(3) It’s a communication to a limited
audience: a knowledgeable professional audience, not a wide public. Normally
it’s wise to follow the conventions, and use the language, which that audience
knows. Sometimes you might challenge the conventions: but have a very good case
for doing so!
(4) It’s self-contained. It has to explain itself and complete
itself – which is different from a book chapter. But unlike a short story or a literary essay (also
self-contained genres), the journal article explains itself in relation to the
work of other researchers. Thus it
becomes part of the collective process of knowledge formation.
My advice is based on the way I do this job
myself. I’m sure there are other
ways of doing it; this is what works for me. For simplicity, I’ll assume a sole-authored paper. Writing with other authors involves
extra care and negotiation at each stage.
It is generally slower, though it benefits from the extra minds at work.
Practical Step A: The Epitome
This is a step that
writing-advice manuals often overlook, because they are focussed on the writing
technique, not on the research. I
start here because it really is a vital part of the research communication process. It’s both the last step in the data
analysis and the first step in the writing-up; therefore, the moment when you
make the shift from internal writing to summative writing (see Episode 2).
The Epitome is your summary
of what you have found, and what you need to say to the audience. It’s a bunch of notes to yourself. It
can use shorthand, symbols, ungrammatical abbreviations – you are the only
reader! It can be in your first
language if you are writing the paper in a second language. You can write it on
a yellow legal pad or on the back of an envelope. I wrote my last one on the back of a boring publicity
handout. Recycle, and save the
planet!
The epitome shouldn’t be
very long – it’s an epitome of your
material, not a dissertation. I
try to make my epitomes shorter than one page, yet pack a lot in. For that
reason I always write them by hand, not on a keyboard.
Primordial soup: one of my epitomes |
The epitome is not in any
particular order. It can be compiled
gradually, over several days while you read through your case studies or your
printouts. It can incorporate
notes you have written to yourself during the research.
The Epitome should mention
connections with the most relevant literature, since that is part of what you
will tell your audience. It can
include speculations, mad hypotheses, diagrams, and comments you would never
show your Grandma. But it also contains the results of your solid data
collection, your significance testing, your documentation.
Basically, it contains whatever
you need to crystallize your evidence and bring your thoughts to a focus. All go into the pot, and simmer
together. You want a rich
primordial soup, from which your text will evolve.
Practical Step B: The Argument-Outline
If the keynote of Step A is
richness, the keynote of Step B is order and design. At this point you wrestle the disparate material of the research
into a coherent line of argument, and a logical order of exposition. This is the hardest intellectual work
in the whole process of writing an article. This is the stage where you sweat.
The argument-outline is the intellectual plan of the article. It is, literally, an argument. It is not a table of contents or a list of section headings, though such
a list will easily emerge from it.
It is a condensed statement of the claims you are making, on the basis
of your research - and the grounds on which you make those claims. It shows the connections between the
points noted in no particular order in the Epitome.
At this stage you abandon most
of the mad hypotheses that were OK in the Epitome, because at the end you want
only what stands up to testing.
You go back and forth to your data, or documents, or whatever material
you are working from, checking the claims you are making. Often I find I have remembered a detail
in the data or the literature slightly wrong; this is where I correct that, and
modify the argument accordingly.
As I work on an Argument-outline,
I find that my desk becomes piled with printouts, manila folders, books,
journal offprints, notes, summaries and sketches. The chaos on the desk doesn’t matter, provided the material
is becoming shapely in my mind.
I’m looking for the patterns I have noticed earlier in the research
process, and especially the links between the patterns. The Argument-outline will therefore look more organized than the Epitome
did.
The argument should be built
around the main effects in the data, the strong central story in the documents,
or the major theoretical idea you are developing. Often early-career researchers are so concerned not to make
errors, that they obscure the truths they have to offer. Don’t be hesitant.
Speak your intellectual story with confidence!
And sit down quickly... Luther (by Cranach) |
The story goes that the
great teacher and religious reformer, Dr Martin Luther, was once asked by a
nervous young minister how to preach.
Luther answered: “Stand up straightly, speak out boldly, and sit down
quickly.” That’s good advice for
writing journal articles, too.
The Argument-outline might take
satisfactory shape the first time through - if the analysis is very
straightforward, or if you have thought a lot beforehand. Often, however, it will need further
iterations. When you get a first
version of the Argument-outline on paper, you can see with devastating clarity
the flaws in your own argument, the gaps in evidence, the unconvincing
conclusions. But don’t panic!
My argument-outline, 5th iteration |
Take five deep breaths, go
back to the raw material and check your data, go back to the analysis and think
it through again, and then write another Argument-outline. You might go through this cycle five or
six times, though one or two is more usual. The point is that you are testing and improving as you go.
I often tell my students,
with this step in mind, to look carefully for the counter-examples, the
evidence that doesn’t fit the argument in its first form. When you find such material, you have
to re-think the analysis until those awkward exceptions make sense together with the main story, rather
than sitting outside it. That
makes the analysis more intellectually powerful as well as more inclusive.
At the end of this step, you
should have a coherent line of thought to present to the reader. You will know what
explanations (e.g. of method) are needed, and in what order the evidence will
be presented. You have a definite idea of how the article will start and how it
will end. What you don’t have, is
any text. But don’t panic! You soon will have text.
---------------------------------------------------------------------------------
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WRITING FOR RESEARCH, SEASON ONE: ABOUT WRITING
For the last twelve years, I have
been running free workshops on writing, in various universities and
conferences. Not the kind of workshop that instructs you how to Deliver a
Competitive Product and Target Top Journals. Almost the opposite!
My workshops are built on the idea that the making of organized knowledge is an
inherently social, co-operative process, and that writing is central to this
larger undertaking.
The workshops are half a
presentation of this idea, exploring what the social character of knowledge
means for intellectual workers; and half a set of practical writing tasks that
the workshop participants can do, on the spot, for their current projects.
In this document, I
will outline the ideas that I offer in the workshops. The first season concerns
writing as a practice, its various genres in a research context, and the ways
research communication operates in the world.
The second season, to follow, will describe specifically how to write a
research paper.
Raewyn
Connell, 2015
Contents
1. The nature of writing
2. Research communication, the
social reality
3. The genres in writing for
research
4. Writing programmes
5. Why do it? What makes it worthwhile?
More about writing: some resources
For the time being, these episodes appear in reverse order. When I work out how to put them the right way round, the page will look better...
EPISODE FIVE: WHY DO IT? WHAT MAKES IT WORTHWHILE?
Writing for research isn’t easy, and isn’t quick. Good writing can’t be done on the spur
of the moment. It’s a true proverb
that what is easy to write will be hard to read. As I emphasised in Episode Four, writing is labour that
involves the writer’s emotions, and it can be a grinding, nerve-shredding
business. It takes years to learn
how to write well. I’ve been
practising for five decades and I still don’t find it easy.
There are special difficulties about writing for research. Texts must survive a series of
technical judgments – by yourself, your colleagues, journal reviewers, and
ultimate readers. The texts that researchers write (and neoliberal managers
dehumanize as “research outputs”) take a long time to pass through the
pipelines and appear in the world.
The uses that readers make of them (in management’s weird military
dialect, “research impacts”) take even longer to emerge. There’s no instant gratification
here! And it’s always uncertain
whether a given piece of research writing will
find many readers and users.
Research impacts... |
In the face of all this, three things make writing for
research worthwhile. It meets a
social need. It’s a satisfying
craft. And it involves a rare
privilege.
Meeting a social need
I have emphasised, from Episode One onwards, that making organized
knowledge is inherently a social process.
It’s not a matter of sparkles in isolated brains, and it’s not done by
machinery. Research is done by
women and men working in cooperation, in sustained interaction, linking over
distance and time. The core of the
communication that makes their cooperation possible is, precisely, writing for
research.
Writing for research, then, is a key to the growth of
knowledge as a social resource. It’s
worth doing because of the collective
purpose it serves. It won’t make
you rich or powerful; neither John D. Rockefeller nor Mao Zedong were noted
researchers. But even small
research contributions become part of the
shared wealth of knowledge in the public domain, and sustain the collective
process of producing it.
This is easy to see for biomedical or engineering knowledge.
It also applies in the social
sciences and humanities, for the self-understanding of cultures and
societies. The stakes are
large. If our institutions
seriously hamper writing for research – by economic pressure, by political
pressure, by managerial or commercial control – they damage humanity’s capacity
to learn.
Practising the craft
In this Age of Wal-mart, the connection between a usable
object and the work of the people who made it is heavily disguised and easily
forgotten. That also happens with
research: formulaic “outputs” conceal the human labour involved. There’s a mass of bad writing out
there!
Doing a slow job well |
It’s a craft you learn the same way as you learn any other:
by watching skilled people do it, and then practising, and practising, and
practising. It’s good to read a
lot, and in different forms: drama and poetry are very useful for prose
writers. I read a lot of poetry in
translation, the oddest of all genres – it makes me think about the writing
process on two levels at once.
When you practice, don’t stick to just one genre. Try your hand at haiku, heroic
couplets, epistolatory romances, lines of computer code. Once when I was a graduate student I
wrote a poem in Fortran 4, a now-obsolete programming language. It was a dreadful poem but started me
thinking about possibilities (and limits) in language.
The privilege
We live in an age when the public sphere is drenched in
disinformation and distortion. We
joke about “spin doctors” being consulted, but the normal speech of
politicians, governments and corporations is spin – emotional manipulation
(“War on Terror”), oversimplification (“Tax Cuts”), tendentious selections of
data (“50% Less Fat!”), or just outright lies (“Coal is Good for
Humanity”). On a vast scale, the fashion
industry, the porn industry and the drug industry peddle fantasies about human
bodies.
As a university worker, I am deeply ashamed by the way
universities, during the last twenty years, have joined the pack. Neoliberal university managements now routinely
spend tens of millions of dollars on campaigns of seductive misrepresentation
to attract fee-paying students.
When their senior executives open their mouths, out comes the familiar
corporate spin – excellence, efficiency, “leadership”, customer satisfaction.
In such a world, it is a privilege to speak the truth. And that’s what we are trying to do, in
writing for research. Heaven knows,
truth can be hard to establish.
All researchers understand that, if they know their trade. Building our collective knowledge involves
many false starts and failed hypotheses, much uncertainty and debate, and a lot
of plain hard work.
But as Galileo Galilei is supposed to have said in another
context, “eppur si muove” – still, it does move! In writing for research, we do have the chance to speak
truth – as it is emerging, as well as what’s already known. That allows us to speak truth to power,
in the classic role of the intellectual.
But the privilege also allows us to speak truth among the people without
power - for whom accurate knowledge and deeper understanding matter most of
all.
MORE ABOUT WRITING: SOME RESOURCES
George Orwell, "Politics and the English Language"
(1946), is reprinted in almost all collections of Orwell’s writing. It has a powerful argument for clear
writing as democratic politics, and gives do’s and don’ts for writers,
including the immortal sentence: “A not unblack dog was chasing a not unsmall
rabbit across a not ungreen field”. Orwell’s essay has given rise to a whole genre of criticism,
such as Don Watson, Death Sentence: The
Decay of Public Language, Knopf, 2003, which skewers hideous Australian
examples of bad practice under neoliberalism.
Chinua Achebe, The
Education of a British-Protected Child, New York, Knopf, 1999. This unpromising title conceals a fine
collection of essays by the great Nigerian novelist, on writing, language,
colonialism, and more. Another
notable collection is Sara Paretsky, Writing
in an Age of Silence, London, Verso, 2007. Yes, the US thriller writer. This has terrific essays on intellectual work and freedom
under the War on Terror.
Among the hundreds of other writers’ accounts of their
writing, I particularly like BASHO Matsuo, The
Narrow Road to the Deep North, Penguin, 1966. Basho is one of the most respected Japanese poets and this
is a lovely account of his 1689 trip on foot through the countryside, writing haiku poems and thinking about eternity
as he went.
Since I'm a sociologist, I'll also recommend "On intellectual craftsmanship", the famous appendix to the US sociologist C. Wright Mills' book The Sociological Imagination (1959). It has excellent low-tech advice, still relevant, about research planning; Mills himself was a notably clear, plain writer.
Since I'm a sociologist, I'll also recommend "On intellectual craftsmanship", the famous appendix to the US sociologist C. Wright Mills' book The Sociological Imagination (1959). It has excellent low-tech advice, still relevant, about research planning; Mills himself was a notably clear, plain writer.
And two fascinating texts that I don't recommend as advice, but can stimulate thought about writing: Gertrude Stein, How to Write (1931).
Representative passage: "Grammar in relation to a tree and two
horses." (Gertrude, why only two?) More positively, James Joyce, Ulysses (1922). All this book is amazing stuff, with
spectacular writing and great comedy.
Look especially at the "Oxen of the Sun" episode, set in a
maternity hospital, where Joyce imitates the whole history of English prose.
EPISODE FOUR: WRITING PROGRAMMES
There’s a widely-held belief
that writing happens by sudden inspiration. A bolt from the blue strikes an author, kindling a fever of creativity
from which a text surges. And a
few years later, a Nobel Prize follows...
It’s true that emotions
matter in writing – I’ll talk about that later. But the rest of this tale is a myth. In Episode One, I showed how writing is
actually a form of labour. The
greatest of writers work with great care, and often for a long time, to produce
a text. And they don’t sit down at
any random time to write about any random topic. They plan ahead.
Researchers should too.
I plan my writing about a
year ahead. I make a list of the
papers, reports, essays, and lectures I expect to write in the course of the
year. Book chapters also, if I’m
working on a book. I include texts
that I am revising, as well as new texts, because revising is serious labour
too. On the same principle, I
include major pieces of internal writing (see Episode Three) such as case
studies or reports.
From Raewyn's diary: main writing tasks | for a year |
I gradually turn this list
into a programme of work. I note,
in the list, any deadlines: dates when I am due to give a lecture, or when
other people need my text (e.g. for a special issue of a journal they are
editing). I have a sense of what
pieces are most urgent, so I have a rough order of business.
I don’t turn that into a
rigid schedule for a whole year. I have tried doing so, and found it was just a
source of frustration. A writing programme
needs some flexibility, for new jobs that arrive unexpectedly, and for, yes,
inspiration. There are times when
a job on my list just feels ripe.
Perhaps I have been meditating and the ideas have come together, perhaps
an opening passage has written itself in the back of my mind...
About a month ahead, I
actually schedule the writing times.
I block off days, or half-days, in my diary, and write down which text I
will be working on that day. To
schedule accurately requires a bit of experience. I can usually estimate, to within a day, how long it will
take me to write a text of a certain length. But the job might be unexpectedly difficult; and of course
if I get sick, the whole schedule goes out the window. It’s important to be realistic, and not
get into a panic, or feel guilty, if the timing goes wrong. It sometimes will, that’s a fact of
life as a writer. (Another reason
for allowing plenty of time before deadlines, if you can.)
That’s the micro-planning,
on the scale of a year, a month, and a day. But there’s a macro-dimension too (sorry for the jargon,
that’s the wicked sociologist in me).
I am also thinking about five years ahead, to the kind of research and
writing I hope to do in the next phase of my life. This isn’t exactly planning. All I produce is little wish-lists of books or papers, many
of them will never get written.
But thinking this far ahead gets my current writing in perspective, and
helps me think more imaginatively about audiences, collaborations, and genres.
What I have said might seem
utopian to many readers, and they would be right. I have had great privilege as a senior academic with a
tenured and well-paid job in a rich country. This privilege has allowed me to make my own agendas. Many researchers are contract workers
in completely insecure jobs. Many who
have permanent jobs still have agendas given to them (by governments, donors,
etc.). Others are doing research
and writing only part-time. Others
don’t have a job at all. Others,
especially in developing countries, have more than one job because no job is
adequately paid. Deadlines are
much more demanding for doctoral students, NGO staff, or policy
researchers. It’s hard to plan a
year ahead if you are scrambling all the time for new short-term
contracts. A lot of writing for
research is produced under economic or organizational pressure.
So what I have said is not
intended as a set of rules. It’s
mainly an account of my practice as a writer, and readers can take from it any
part that’s useful. But there are
two issues where I would say something prescriptive.
A room of one's own |
A regular place to write,
whether it’s a desk in a quiet bedroom (my writing place for many years, though
I have a whole study now), a cabin in the woods, or the dedicated corner of a
kitchen table, is an immense asset for a writer. University managers who think cheap “hot desking” is good
enough for doctoral students and research staff are making a really bad
calculation. A regular time to write is also a great help. That’s made more difficult by the
turbulence of casual employment; but even one fixed session a week is worth
having.
Whether it’s regular or
occasional, once you have time and place designated for writing, make sure they
stay clear! Close Twitter, Facebook and E-mail. Send the kids to the beach, lock the
door and put the mobile phone in the refrigerator. Be ruthless! Let the world look after itself for a
space. It will probably still be
there when you come out of your writing time.
My second prescription is a
little less obvious. Writing is not
just technical labour. I once wrote a book based on research with high school
teachers, in which I emphasised the emotional character of their work - in
creating human relations with kids, in handling pressure, and in the core
process of classroom teaching itself.
The sociologist Arlie Hochschild named this kind of thing “emotion work”,
and I think the idea applies to writing too.
Producing a text is partly a
matter of mood, focus, excitement.
Being depressed or anxious makes it harder. “Writer’s block”, I think, is often an effect of such
emotions getting stuck in a repetitive pattern.
The answer is not a state of
emotionless, lily-pond calm – I couldn’t write at all in complete tranquillity! It’s productive emotions, perhaps a
productive sequence of emotions, that a writer needs. In my writing sessions I use lighting, music, drugs
(overworking the espresso machine!) and anything else that helps to generate a mood of
engagement and a controlled tension that carries the writing forward.
This is highly individual, I’m
sure. I play Bach and you may
prefer Beethoven. But whatever
your tastes, recognize the emotional dimension in writing, and that may help
you use it productively.
EPISODE THREE: The genres
Any research effort needs
different kinds of writing, each requiring skill and judgment. It’s only by combining all of them that
a project is brought to fruition.
(“Fruition”, not simple completion. I’ll come back to this.)
I distinguish five genres in
writing for research: launch, internal, summative, outreach, and interactive. They have different audiences, use
different styles, and can use different technologies. I do quite a lot by hand, using a pen
with green ink – I think it’s my Irish ancestry. This isn’t essential; it’s legitimate to use blue ink.
Launch writing
There’s writing to be done
in getting a research project going.
You have to make plans, and it’s unwise to keep them all in your head
unless you are a super-spy heading for enemy territory. Often a research project starts with a
bright idea jotted on the back of an envelope, or a comment you have made in
the margin of a text, or a problem that arose in your previous research. Keep these notes! I have tried keeping
them in a bound notebook – one hand-written research ideas notebook ran for 18
years – but this can be laborious.
Manila folders are just as useful (and easier to recycle).
The audience at this point
is yourself, so you can be wild and dangerous in what you write. Try ideas out, with no inhibitions! Try strange linkages between different
thoughts, try following streams of thought. Most of this will soon be abandoned, but no harm is done,
and you’ve had some good mental exercise.
Some of it will crystallize into practical research proposals.
When it does, you have to do
launch writing for other readers: formal research plans (especially if you are
working in a team), permissions documents (e.g. for “ethics” approval), applications
for grants, tenders for contracts.
I have two pieces of advice about this.
First, don’t hurry. If you are working in a team, give your
colleagues time to think and rewrite your draft plan. If there’s a deadline, give yourself elbow-room before the
crunch date. In the planning of
research, hurry almost always results
in banal research that repeats, with small variations, what’s already been done
by other people.
How not to devise new research ideas. |
(That’s why I’m very
critical of the trend today to make PhD students produce a detailed research
plan right at the start of their enrolment – or even before they enrol! – when
they have not had the time to explore, think creatively, or make a few
mistakes.)
Second (and this applies to
all the genres), think about launch writing from the point of view of the readers. If you need a grant, ask yourself what
the granting body is trying to accomplish in funding research. If you need to get permissions, ask
yourself what issues the permission-granters are concerned about. In collaborations, make draft plans that
address the problems your colleagues think important, as well as the problems
you do.
Internal writing
Once a research effort is
under way, a ton of writing is required to keep it going. You probably do more writing, certainly
more varied writing, at this stage than any other.
Internal writing includes: emails
to team members, drafts of questionnaires (a highly skilled business, by the
way!), fieldwork diaries, notes of observations, interview transcripts, minutes
of meetings, progress reports, case studies, statistical analyses, summaries of
literature, notes of bright ideas, lists of jobs to do, and the further plans
you need to make because the initial plans were never detailed enough.
Internal writing can be informal |
Much internal writing is quite
informal, being done for a very small readership, i.e. the research team,
sometimes just yourself. It can be
creative and adventurous. I use
case studies, for instance, to think aloud about theoretical issues, bouncing
concepts off the concrete detail of the case. (I wouldn’t publish them that way.) I use my notes on
articles or books to argue with the author, not just record what she says.
The important thing is to
make internal writing as pithy and usable as you can. If recording data or decisions, then you are particularly
careful to make the record accurate.
Try to reduce repetition.
When I’m reading books or journal articles, I make a full
bibliographical record the first time I make any notes – this saves a lot of frustration
later. (I do this by hand on 5” x 8” cards, the archaeological remains of an
ancient computer-based system; I now have thousands.)
Internal writing is what
accounts for the legendary chaos in a researcher’s office or workstation while
a project is underway. Keep as
much of it as you can without getting buried; you do, often, have to refer
back. And some of this will
cumulate to become part of the next genre, summative writing. You can throw out most of the clutter
when the project is disbanded - though you are required by ethics protocols to
keep key records, e.g. of raw observations, for a fixed number of years.
Summative writing
This is the writing that
gets your findings into other people’s hands. It’s the subject of most “Advice about Writing” texts, which
teach you how to write journal articles, theses or books. There are other forms too: for instance
the old-fashioned palaeontology monograph describing a particular species of
fossil arthropod. (There’s a very entertaining account of that genre in chapter
3 of Stephen Jay Gould’s book Wonderful
Life.) I suspect other forms
of summative writing are now emerging on the Internet.
For the time being, as I noted
in Episode Two, the journal article is queen. Episode Five will detail how to write a journal article, so
I won’t start that here. Rather, I
want to raise a general issue about summative writing.
Summative writing always
involves selection; in fact, severe selection. Even with a long book – I’ve written a few – the research
has produced far more material than the author can or should include. Be kind to the reader! A journal usually forces selection by
having a maximum word length for articles. It is painful to leave out rich material, amusing quotes,
and elegant arguments; but it has to be done. Get used to this pain!
A familiar point in the
advice texts: good writing is defined as much by what it leaves out, as
by what
it puts in. The problem in writing
for research is to select in a way
that doesn’t distort the truths established by the research. Selective interpretation, as much as stating falsehoods, is the rule in propaganda.
Selective interpretation,1966 |
Even without propaganda
intent, selection can mean distortion.
Because researchers and journals prefer statistically significant
results (there’s a thrill in writing p<.01), many findings of “no
significant difference” go unreported or unnoticed. I am convinced that this
pressure has distorted the whole field of social-scientific “sex difference” research, which
really ought to be called “sex similarity” research, because p>.05 (i.e. no significant difference) is
usually the main finding.
There’s a complex set of
ethical and technical issues here, which all researchers face, and there aren’t
simple rules to solve them. But
researchers will be helped by remembering, as I argued in Episode One, that
writing for research is a social enterprise. They are contributing to a vast shared project of
knowledge-making. Other
researchers and teachers will come after them. Their own summative writing, if it’s honestly done, will be
valuable to those others. If it’s
not, it will mislead those others – for a while. And then be discredited.
I borrow the term “summative”
from the field of educational measurement, which distinguishes “formative
assessment”, a continuing part of a teaching/learning process, from “summative
assessment”, which happens at the end and looks back on a course or
programme. Summative writing looks
back on a research project and tries to formulate its conclusions for a wider
audience. Yet it’s worth noticing
that what is summative for a particular project, may be formative for a longer
research agenda, and is definitely formative for the collective project of
building, circulating and using organized knowledge.
Outreach writing
If we take this collective
project seriously, then summative texts for professional audiences are not the
end of writing for research. There’s
another genre, where the research comes to fruition as you take the findings to
wider audiences - through practitioner journals, workshops, teaching,
textbooks, popular science, mass media and the Internet.
Putting energy into outreach |
It is part of researchers’
business to take research-based knowledge to the people who can use it, or want
to know about it. This is not an
alternative to intellectual work, it’s a necessary part of it. Charles Darwin did it, Sigmund Freud
did it, even Albert Einstein did it. Or think of Rachel Carson's Silent Spring. I’m reading Einstein’s little book Relativity now, though it’s stretching
my high-school algebra. He wrote
the first edition about the time he was publishing the technical papers on
General Relativity, during the slaughter in the Great War; the book went through
fifteen editions in his lifetime.
Outreach writing is more
difficult to do really well than summative writing. You can’t presuppose the technical knowledge you can in a
journal article, and you can’t assume the reader has any familiarity with the
research field. You can’t use
jargon, and you have to be very careful with technical terms that have a
different meaning in the general language (e.g. “significance”, not to mention “relativity”). You also have to be respectful of your
readers, and not talk down to them – a common problem when specialists write
for “the layman”. Think of
yourself and your readers as citizens of the same world, needing to exchange
ideas, information and skills.
This is straightforward when
the audience is a practitioner group.
I have done research in the sociology of education, and my key audience
for this work is school teachers.
I know enough about teachers to respect their skills, and the thinking
and strategising they do in their everyday work. Bringing my research into their forums is testing, but also
exhilarating. I learn from them, and see my work contributing to theirs.
Dealing with mass media is
different. Mass media usually work
by fitting new information quickly into old templates, and this happens with
research stories too. How many
times have you heard or read a news item that breathlessly reports a research “breakthrough”?
– and how rarely do research projects actually have the shape of a
breakthrough? (It’s a military term, by the way.) Writing for media has its own conventions. You put the conclusion at the start,
not the end; it helps if you address a theme the media are already excited
about. It’s a good idea to work
with media professionals, to get the hang of it.
Outreach writing is now
being re-shaped by the Web.
Hyperlinks give a way of including serious research documentation,
almost impossible in older media.
The proliferation of blogs makes it easy to put messages out, but also
means they usually get lost in the babel; so curated websites like The Conversation are useful, though they
limit word-length and style. Increasingly, simple text is supplemented, even replaced, by visuals and audio. It becomes more time-consuming and
expensive to produce high-quality online material about research. My blog is
definitely at the low-tech end!
But the potential reach gets steadily bigger.
Interactive writing
Your research’s contribution
to the making and circulating of knowledge does not end with summative and
outreach writing. If you have done
a competent job on an interesting problem, there is a good chance other
researchers will pay attention to your work, will use it and respond to
it. In fact, the collective
knowledge project depends on this happening, in skeins of discussion, application
and revision that evolve over time.
To the extent this happens
with your work, you will have the chance to engage in interactive writing –
your contribution to the poly-logue that constitutes a field of knowledge. Here are texts like book reviews,
rejoinders, review essays, handbooks, conference forums, debates,
methodological papers, and more.
These are researchers’ attempts to sift and shape a body of
research-based knowledge. The
research you have done gives you authority to share in these attempts.
It’s easy to start this on
the wrong foot, defensively. If
someone publishes a critique of your work, don’t be upset. Be glad – whatever their attitude, they
have paid you a compliment! You are
now part of the poly-logue. And
you can usually learn something from any critic, just as you can from peer
reviewing.
The right attitude |
Many scholars adopt a combative attitude for interactive writing. This is a pity.
When I was an undergraduate, I was taught by Allan Martin, an
influential researcher in Australian colonial history. I was puzzled by his lectures, they
sounded oddly different. I finally
worked out why. When a
conventional lecturer mentioned another scholar, it was to argue about what that
person got wrong. When Allan
mentioned another scholar, it was to show what that person got right. It was a beautiful demonstration of how
shared knowledge is built. I have
never forgotten it.
EPISODE TWO: Research communication – the social reality
University managers nowadays
have systems for counting the research “outputs” that each individual academic
produces, and rewarding or punishing accordingly. This probably seems to the boss like sophisticated, performance-driven
management. In real life it’s
stupid: creating destructive anxieties, promoting mediocrity and conformity,
and undermining the real functions of scientific communication.
What truly matters in
research is not how many publications you churn out, but- who gets to read your writing, and
- what your writing is doing for them.
That is to say, what contribution your work is making to our collective project of knowledge-making, knowledge circulation, and knowledge use.
I once spent a sabbatical leave at the Sociology department in London University’s Institute of Education. The department head was Basil Bernstein, a famous researcher on social class and education. Bernstein understood this principle. When a student came to see him, enthusing about some piece of writing she or he had read, Bernstein would ask: “What’s the news in this?” That is to say, what is it adding to our already shared knowledge?
The dominant form of
publication, in most fields of research today, is the research journal. Books still count for a lot in History
and Philosophy, but even there the journal is important. In fields like Chemistry, Biology,
Engineering and Psychology the journal is utterly dominant.
We should therefore think
about the journal as a social institution: how it works, how it’s changing, and
whether it’s still needed in the age of the Internet.
The research journal has an
intriguing history. It’s a child
of the printing press and the spread of literacy in early-modern Europe. Early research journals were,
essentially, the printed minutes of the clubs in which gathered the wealthy
gentlemen, businessmen and scholars interested in the new “natural philosophy”. So they were called Transactions
or Proceedings of such-and-such a
group – the best known being the Royal Society in London.
If a researcher in, say, the
Netherlands wanted to communicate their findings, they would write a letter to
the secretary of the club, and it would be read out to the members, and
recorded. The most famous are the
letters from Antonie van Leeuwenhoek to the Royal Society which recorded the
discovery of single-celled organisms and virtually created the field of
microbiology.
In the nineteenth century,
after reforms launched by Wilhelm von Humboldt in Prussia, universities
increasingly became the home of research and the main supports of scientific
societies and their journals.
University staff from then on provided most of the unpaid labour on
which journals rely – writing papers, editing the journals, and reviewing the
submissions. But there could be
exceptions. One imagines some
furrowed professorial brows when in 1905 the current issue of an
old-established journal, Annalen der
Physik, dropped into the letter-box with an article “On the electrodynamics
of moving bodies” by a young official in the Swiss government’s patent
office. His name happened to be
Einstein and this was the first statement of the theory of relativity. (They did later make him a professor.)
In the late twentieth
century, in the age of neoliberalism, journals changed again. In the last forty years, specialized journals have multiplied tremendously. Just put "Research journals, Images" into your favourite search engine and you will see the stunning diversity.
At the same time - and not by coincidence - an amazing
number have been taken over by big publishing corporations (often in deals which
looked good to cash-strapped scientific societies but have come back to bite
them). By 2013, more than half of all peer-reviewed
articles were published in journals owned by just five corporations:
Reed-Elsevier, Springer, Wiley-Blackwell, Taylor & Francis, and Sage. (Wiley, by the way, got Annalen der Physik.)
These corporations make
their money by selling journals to university libraries (which must have them) at inflated prices,
by setting up paywalls around online publications, and by charging royalties for
reprinting articles (e.g. for teaching).
They benefit from an enormous input of free labour from all the
academics who make the journal system work.
This is now a billion-dollar
business, and it makes accessing knowledge more and more expensive in rich
countries, and prohibitive for poor countries. There’s a rising revolt against this. “Open access” is the new demand, and
people are experimenting with ways to get it, mostly using the Internet. The most famous is PLOS ONE, an online open-access journal that began in 2006. It is
peer-reviewed, charges the author a publication fee, and then distributes the
paper for free.
But the Internet isn’t
accessible to everyone in the world, and the PLOS model too has its
problems. Under
intellectual-property laws and pro-business neoliberal governments all over the
world, and with great pressure on academics to publish in mainstream journals,
the corporate hold on our collective knowledge system is still hard to break.
In fact it grows new
tentacles. The expansion of
university systems and the management pressure on academics to publish and keep
publishing, have created a market for ruthless entrepreneurs to exploit. They do this via imitation journals,
sometimes called “predatory journals”, which are online sites set up by fringe
corporations presenting themselves under impressive, academic-sounding
titles. They trawl for business by
sending out millions of emails – I get several per week myself – offering to
publish research, peer-reviewed, quickly, in their “journal”. What they don’t say upfront is that
they will charge me a lot of money, that the peer review is imaginary (it would
cost them money to do real peer review), and that if I do take their offer and pay them,
no-one will ever read my work because no-one takes any notice of their journal.
The source of all the trouble! |
There’s also a story to tell
about the publication of research through books – something I’ve been doing for
(gasp!) forty-eight years. This is
a long story and I’ll leave it for another day. I will just note that the economics of book publishing
too have also been changing, and it’s now much harder to publish research
monographs (i.e. books on a single issue, e.g. reporting a research project)
except through high-priced book series targeted, like the journals, at
university libraries.
These dilemmas in publishing
arise because of the social, collective character of knowledge creation. When we write a paper for a journal, we
are building on the work of many other researchers before us (as well as those
who work with us), and we are trying to contribute to the knowledge and
practice of many others to come.
The fact that our work is
situated among the work of many others is the logical basis of “peer review”. Peer review is a fraught
subject. Young researchers can
experience it as a kind of bullying, and even hardened researchers like me can
feel it serves to defend orthodoxy.
Here is one rejection letter I have had, from the editor of a well-known
journal:
Dear Professor Connell,
Could we first apologise for the delay
in contacting you with a decision on this paper. This unfortunately resulted from circumstances beyond our
control and we thank you for your patience.
Your paper ‘[Title]’ was returned to
the assessors approached originally but neither recommended it for
publication. She therefore regrets
she is unable to offer to publish your paper in the [Journal] on this occasion.
I am sorry to give you this
disappointing news but hope that it will not deter you from submitting other
articles to us in the future.
Yours
sincerely, [Signature]
I don’t bear any grudge; in
fact I quite enjoyed the last paragraph.
I’ve written such letters too!
Young researchers should realize that every active researcher gets
rejection letters, including the most senior of us. The paper in question wasn’t bad, and got published in
another journal a year or two later.
“Peer review” is essentially
a mechanism for judging whether a submitted paper makes enough contribution to
the shared project of knowledge formation to warrant using a journal’s
resources and reputation to circulate it.
Peer review is often called a
“quality control” mechanism. That’s
a dubious image, which fits too closely with the factory image of research. Rather, peer review is a way that a
collective decision is made, in fact, many thousands of collective decisions
each year. Peer review only
gradually emerged as a custom; some important science has happened without
it. Einstein’s “Electrodynamics of
moving bodies” paper, for instance, was never peer-reviewed. It was published on the judgment of the
associate editor of the journal at the time – one Max Planck - who knew the
young man’s work.
Most of the time, in my
experience as a researcher and an editor, peer review works reasonably
well. I have rarely sent a paper
to a journal without learning something useful from the anonymous reviewers’
comments. At the least, I learn
how my writing comes across to another reader! Sometimes it’s much better than that. I’ve had some
brilliant reviews that really advanced my thinking about the problem. On the other hand, I’ve had some snarky
and even hostile ones. Unpleasant;
but I’ve learnt to shrug those off. Basically, I think of peer
review like the famous definition of democracy: the worst system we know, except for
all the others.
EPISODE ONE: The nature of writing
The importance of writing
In everyday life we
encounter writing in a great many forms, from street signage to product codes
to books. Twenty years ago I read
Shirley Brice Heath’s wonderful ethnographic study Ways With Words, which looked at language and reading in two
communities of the southern United States, especially their schools. She got the children to note what they
read, and found an astonishing number of messages -15,528 - read by one school
class in the course of one ordinary day, from the time they got up in the
morning. That’s an average of 600
messages read per child.
The philosophers tell us
about the structural importance of writing in culture. Jacques Derrida’s monumental Of Grammatology, if I have understood it
correctly (no guarantees!), argues that writing can’t be understood as
subsidiary to speech, but is a form in its own right, deeply connected with our
capacity for conceptual thought.
Paulin Hountondji, in his brilliant African
Philosophy, argues that writing is essential to allow authors to take
responsibility for their statements, and for the sustained correction of
knowledge through critique.
In the light of these
contributions, Raewyn Connell (who hasn’t written any philosophy) maintains
that writing is a form of social communication central to the development of organized knowledge. Therefore, an understanding of writing
is needed for the development of democratic structures of knowledge. More of that, as we go along.
Writing as a practice
If you walk in the red-brick
entrance of the British Library, in Euston Road London, you find on the left a
little museum of writing. Just now
it is occupied by an exhibition about Magna Carta, the barons’ delight. In ordinary times it displays a
selection of books and manuscripts from the BL’s fabulous collection, including
English-language literature from Beowulf to the computer age.
The first time I went in, I
hoped – since I have Irish ancestry from the same city – they had something
about Mr James Joyce. Really I
needn’t boast about my thin connection; Joyce is interesting simply because he
is the greatest writer in English since Shakespeare. (How’s that for a value
judgment?) And there it was, in a
glass cabinet in a dimly-lit room: a yellowing page of the original manuscript
of Ulysses, the most influential text
of modern literature in the world.
And you know what? This famous piece of writing, by this
supreme stylist, was a mess ! He’d crossed much of it out, changed
words, scrawled in new bits and drawn arrows across the page to show where they
should go in; some was in ink, some was in pencil, some was illegible to anyone
except Joyce... Anything less like our image of the master writer, calmly setting
down the divine dictation of the Muse, was hard to imagine.
A sheet of Joyce's manuscript for Ulysses |
But the more I thought about
this shocking situation, the more I concluded that the British Library, far
from undermining Mr Joyce’s image, had done us a great favour. That manuscript allowed us to see
directly (in a way we can’t see Shakespeare) the writer as worker. The manuscript mess is the trace of
Joyce’s labour process, as he crafted the communication that eventually took
the world by storm. And he worked
hard at it: creating, revising, cutting, expanding, reconsidering. That book took him, by his own
reckoning, seven years. The next
one took longer.
(For a wonderful collection
of MS pages from classic global-North writers, including this page from Joyce,
see: http://flavorwire.com/387994/handwritten-manuscript-pages-from-classic-novels/view-all
.)
If we can learn anything
from great writers, this might be the most important point: writing is
work. Like any form of work it has
to be learned, and it needs resources.
It can be done in bad circumstances – Anna Akhmatova wrote
precisely-crafted poetry during the ghastly siege of Leningrad – but to be
sustained, it needs a workforce with sustainable conditions.
Writing as a social practice
This brings us to the
profoundly social character of writing.
Much writing is done by one person alone in a room, to be sure. No less a writer than Nadine Gordimer
(Nobel Prize 1991) insisted, in her discussion of writing, that
Some
form of solitude is the condition of creation. There are writers who are said to find it in a crowded café,
or less romantically among the cockroaches in a night-time family kitchen,
others who must have a cabin in the woods... The tension between standing apart
and being fully involved; that is what makes a writer. That is where we begin. [No Place Like, 11-12.]
Yet even in that cabin in
the woods – I’ve visited Walden Pond in the USA, it’s beautiful – the solitary
author is working in the presence of her readers-to-come. The whole business presumes there will
be readers. Writing is, to borrow
an apt term from the great Jürgen Habermas, a communicative practice.
This is true whether the actual inscription happens in a nunnery cell (e.g.
Sor Juana, the great poet of colonial America) or in an overcrowded graduate-student
hot-desk workroom.
(Ironically, Habermas’s own
writing, in translation, is lousy communication; it may be much better in the
original German.)
Part of the damage done by
the current neoliberal management regime in universities is that it devalues the
social character of writing for research.
Researchers are put under performance-management regimes that treat
writing “outputs” as if they were plastic rattles being outputted from a
factory. All that matters is
getting the planned number of rattles per year. If any thought is given to where the output goes, it is to
“target” the high-prestige journals.
What matters in this system is a journal’s ranking in a league table,
not what readership is reached through it.
Once we recognize that
writing is communicative practice, the readership does matter –
profoundly. Then we see journals
in a different way, not as steps on a prestige ladder but as centres of knowledge
practices and nodes in communication.
Journals, like books, conferences and some online spaces, link people
and institutions, and carry forward a shared project of knowledge-making. It’s that possibility of connecting
with a real audience, and contributing to a shared undertaking, that makes
academic publication meaningful.